Financial Services and Markets Act

Results: 894



#Item
161Raidió Teilifís Éireann / Advertising / Communication / Design / Business / Financial Services and Markets Act / Financial adviser

This consultation is now complete. If you wish to read the text of the responses received by the Radio Authority please contact prog&ad@radioauthority.org.uk or call 020 7405 7052. RADIO AUTHORITY’S PROGRAMME CODE: CON

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Source URL: www.ofcom.org.uk

Language: English - Date: 2002-01-10 20:00:00
162Financial economics / United Kingdom / Insurance / Financial Services and Markets Act / Policy / Financial Services Authority / Investment / Financial institutions / Institutional investors

FSA[removed]GLOSSARY AMENDMENT (DEFINITION OF HOLLOWAY SICKNESS POLICY) INSTRUMENT 2011 Powers exercised A.

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:30
163Financial services / Financial markets / United States housing bubble / Security / Stock market / Investment banking / Broker-dealer / Net capital rule / Dean Witter Reynolds / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.morganstanley.com

Language: English - Date: 2014-12-05 15:09:50
164Economy of the United Kingdom / Financial Services Authority / Financial Services and Markets Act / Financial services / Investment / United Kingdom / Financial economics / Service industries

ALERT We (the Financial Services Authority – FSA) have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an orga

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Source URL: www.cssf.lu

Language: English - Date: 2013-03-08 10:19:19
165Corporations law / Business law / Financial markets / Financial regulation / Legal entities / Short / Financial Services and Markets Act / Markets in Financial Instruments Directive / Board of directors / Business / Law / Private law

[removed]: Supervision Manual (Controllers) (Amendment) Instrument 2009

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:28
166Financial Services Authority / Financial Services and Markets Act / United Kingdom company law / Law / Single Euro Payments Area / Financial services / United Kingdom / Corporations law / Economy of the United Kingdom

FSA[removed]SUPERVISION MANUAL (REMUNERATION REPORTING) INSTRUMENT 2012 Powers exercised A.

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Source URL: media.fshandbook.info

Language: English - Date: 2012-10-30 11:03:22
167Finance / European Union directives / European Union / Financial regulation / Markets in Financial Instruments Directive / Prospectus / Security / Listing Rules / Financial Services and Markets Act / Financial economics / Stock market / Investment

Microsoft Word - FSA_2012_29_June_Sp_Bd_Prospectus_Directive_Amending_Instrument_2012.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2012-06-29 06:18:42
168Law / Financial economics / Financial regulation / Markets in Financial Instruments Directive / Financial Services and Markets Act / Financial Services Authority / Undertakings for Collective Investment in Transferable Securities Directives / European Economic Area / Directive 2004/38/EC on the right to move and reside freely / European Union directives / European Union / United Kingdom

Microsoft Word - FSA2007_8 Passporting MIFID.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
169Financial Ombudsman Service / Ombudsman / Government / Financial Services Authority / Financial Services and Markets Act / Ombudsmen in Australia / Legal professions / United Kingdom / Law

[removed]: Payment Services (Gibraltar-Based Firms) Instrument 2009

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:28
170Markets in Financial Instruments Directive / Financial Services and Markets Act / Financial economics / Cob / Financial system / Mortgage Conduct of Business rules / Finance / Financial markets / European Union / Financial regulation

Microsoft Word - FSA2007_32 Glossary.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
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